Rule 239 would apply to registered or exempt clearing agencies on the proposed exemption from the registration requirements of the Securities Act of 1933.
The latest form for Rule 239 expires 2022-02-28 and can be found here.
Document Name |
---|
Supplementary Document |
Supplementary Document |
Supporting Statement A |
Extension without change of a currently approved collection | 2025-03-04 | ||
Approved without change |
Extension without change of a currently approved collection | 2022-02-09 | |
Approved without change |
Extension without change of a currently approved collection | 2018-10-23 | |
Approved without change |
Extension without change of a currently approved collection | 2015-07-21 | |
Approved without change |
New collection (Request for a new OMB Control Number) | 2012-04-12 | |
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2011-07-08 |