Policy Impact Survey

NONCONFIDENTIAL // EXTERNAL
FR 3075
OMB No. 7100-0362
Approval expires 02/29/2028

Board of Governors of the Federal Reserve System

Policy Impact Survey—FR 3075

This information collection is generally authorized under
sections 2A and 12A of the Federal Reserve Act (12 U.S.C.
225(a) and 263). Additionally, depending upon the survey
respondent, the information collection may be authorized
under a more specific statute.

The Federal Reserve Board may not conduct or sponsor, and
an organization (or a person) is not required to respond to, a
collection of information unless it displays a currently valid
OMB control number.

Survey Details
Exercise:

End-December 2024 Basel Monitoring (BM) Exercise

Submission Date:

April 4, 2025

Reporting Forms:

Main template
Trading book template
Additional data template

(US-B3M_v5-3-0-Main_Cleansed zip)
(US-B3M_v5-3-0-TB_Cleansed.zip)
(US-B3M_v5-3-0-Additional_Cleansed.zip)

Instructions:

Instructions
Frequently asked questions
Submission requirements

(Basel III monitoring instructions v5.3.pdf)
(Basel III monitoring FAQs v5.3.pdf)
(Valid Submission Requirements Revised January 28 2021.pdf)

Reporting key:

Yellow & green cells
Pink cells

Provided by the respondent.
Provided by the Federal Reserve.

Exercise Materials:

The exercise materials are available on IntraLinks in the “BM_244” folder under “Reporting Materials”.

Submission Site:

Quantitative Impact Study (QIS) IntraLinks exchange, available at https://services.intralinks.com/login/.

Additional Info:

Questions regarding the template should be directed to BSR-QIS-Main@frb.gov.

Frameworks:

Additional information about the exercise can be found at www.bis.org/bcbs/qis/.

Other:

Basel III: A global regulatory framework for more resilient banks and banking systems, December 2019,
available at https://www.bis.org/basel_framework/index.htm?m=3%7C14%7C697
All surveys conducted under the FR 3075 are voluntary. To the extent a respondent has already reported
data to the Federal Reserve with the same as-of date as data requested in the exercise, respondents may
simply reference the existing information in a qualitative document and the Federal Reserve will provide the
data on the respondent’s behalf. Responses will be kept private to the extent provided by law. To the extent
responses include nonpublic commercial or financial information, which is both customarily and actually
treated as private by the respondent, such information may be kept confidential pursuant to exemption 4 of
the Freedom of Information Act (FOIA). Some survey responses may also contain information contained in
or related to an examination of a financial institution, which may be kept confidential under exemption 8 of
FOIA.

The ongoing public reporting burden for this information collection is estimated to average 1,810 hours per response, including time to gather and maintain data in the required form and to review
instructions and complete the information collection. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden, may
be sent to Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget, Paperwork Reduction
Project (7100-0362), Washington, DC 20503.