Crowdfunding - Rules 400-404 (Funding Portals)

ICR 202412-3235-002

OMB: 3235-0727

Federal Form Document

Forms and Documents

Document Name	Status
Form Form Funding Porta IC1 - Form Funding Portal: Application for Funding Portal Registration Form and Instruction	Modified
2025 05 09_90 FR 19771_3235-0727_30-Day Submission Notice.pdf.pdf Supplementary Document	2025-05-09
Supporting Statement_Crowdfunding Rules 400-404 (Funding Portals) 2025 Extension.pdf Supporting Statement A	2025-05-02
PIA (EDGAR 2025).pdf Supplementary Document	2025-05-02
2025 03 04_90 FR 11201_3235-0727_60-Day Collection Notice.pdf Supplementary Document	2025-03-04

IC Document Collections

IC ID	Document Title	Status
234060	IC12 - Regulation S-ID - Ongoing Burden	Modified
234059	IC10 - Regulation S-AM - Ongoing Burden	Modified
234058	IC7 - Rule 403: Compliance Policies and Procedures - Ongoing Burden	Modified
234057	IC5 - Rule 404: Books and Records to Be Made and Maintained by Funding Portals - Ongoing Burden	Modified
216561	IC11 - Regulation S-ID - Initial Burden	Modified
216560	IC9 - Regulation S-AM - Initial Burden	Modified
216559	IC8 - Regulation S-P	Modified
216558	IC6 - Rule 403: Compliance Policies and Procedures - Initial Burden	Modified
216557	IC13 - Rule 404: Books and Records to Be Made and Maintained by Funding Portals - Initial Burden	Modified
216556	IC4 - Form Funding Portal: Designation of U.S. Agent for Service of Process and Opinion of Counsel for Nonresident	Modified
216555	IC3 - Form Funding Portal-W: Notice of Withdrawal from Registration as a Funding Portal	Modified
216554	IC2 - Form Funding Portal/A: Amendment to Registration	Modified
216552	IC1 - Form Funding Portal: Application for Funding Portal Registration Form and Instruction	Modified