PRA 0059 -Part 41 - Attachment A for 2013 filing for doc

ATTACHMENT A

Part 41 – Security Futures Products
OMB Collection #3038-0059
Reporting	Estimated # of Respondents or Recordkeepers Per Year	Reports Annually by Each Respondent	Total Annual Responses	Estimated Average Number of Hours Per Response	Estimated Total Number of Hours of Annual Burden In Fiscal Year
41.3 Application for exemption by intermediaries	5	1	5	25	125
41.23(a)(1)-(6) and 41.23(b) Listing of SFPs	3	140	420	2	840
41.24(a)(1)-(5) and 41.24(b) Rule amendments 41.23(a)(7) and 41.24(a)(6) Requests for confidential treatment	3 3	8 .30	24 .90	2 2	48 1.80
41.27(c) Rules prohibiting exemptions	1	1	1	2	2
41.27(e) Rules permitting exemptions	1	1	1	2	2
41.31 SFPCM designation (one time only)	1	1	1	5	5
41.32 SFPCM continuing obligations	3	20	60	4	240
41.33 Application for exemption by SFPCM	1	1	1	40	40
41.41 FCM/B-D disclosure	60	40	2,400	.25	600
41.49 Margin rule changes	3	.30	.90	2	1.80
Subtotal Reporting Requirements	84		2,914.80		1,905.60
Recordkeeping
41.41(a)(2) Handling of customer accounts	60	1	60	4	240
Subtotal Recordkeeping Requirements	60	1	60	4	240
TOTAL REPORTING AND RECORDKEEPING	144		2,974.80	0.72	2,145.60