Document Name Document Type
Comptroller's Licensing Manual Form and Instruction
1 - General Policies & Procedures.pdf Instruction
3 - Survey Letter.pdf Other-Form Letter
4 - Significant Deviation Policy.pdf Instruction
11 - Charters.pdf Instruction
13 - Business Plan.pdf Instruction
14 - Financial Projections.pdf Instruction
15 - Application Ammendments.pdf Other-Form Letter
16 - Public Notice Sample.pdf Instruction
17 - Minority-Owned National Banks Policy Statement.pdf Instruction
20 - Instructions - Articles of Association.pdf Instruction
27 - Oaths of Bank Directors Instructions.pdf Instruction
40 - Conversions.pdf Instruction
45 - Instructions - Organization Certificate.pdf Instruction
47 - Articles of Association 2.pdf Instruction
49 - Branches & Relocations.pdf Instruction
54 - Business Combinations.pdf Instruction
69 - Public Notice and Instructions.pdf Instruction
72 - Sample Agreements - Consolidation.pdf Instruction
73 - Sample Agreements - Merger.pdf Instruction
74 - Sample Agreements - Purchase & Assumption.pdf Instruction
75 - Fiduciary Powers.pdf Instruction
79 - Fiduciary Operating Plan-Instructions.pdf Instruction
86 - Annual Report On Operating Subsidiaries Guidelines.pdf Instruction
92 - Branch Closings.pdf Instruction
94 - Final Branch Closing, Consolidation, Relocation, Or Downgrade Notice.pdf Instruction
96 - Capital And Dividends.pdf Instruction
114 - Change In Bank Control.pdf Instruction
117 - Publication Notice.pdf Instruction
118 - Changes In Directors & Senior Executive Officers.pdf Instruction
119 - Notification Of Change Of Corporate Titile.pdf Instruction
120 - Change Of Corporate Title & Address.pdf Instruction
123 - Director Waivers.pdf Instruction
129 - Management Interlocks.pdf Instruction
133 - Subordinated Debt.pdf Instruction
137 - Termination Of National Bank Status.pdf Instruction
150 - Federal Branches & Agencies.pdf Instruction
152 - Initial and Additional Establishments - Sample Public Notice.pdf Instruction
153 - Conditions for Initial and Additional Establishments.pdf Instruction
159 - Acquisitions - Sample Public Notice.pdf Instruction
161 - Notice of Contraction of Activities.pdf Instruction
163 - Relocations - Sample Public Notice.pdf Instruction
165 - Application Letter - Fiduciary Powers.pdf Instruction
166 - Fiduciary Operating Plan - Instructions.pdf Instruction
167 - Notice of Commencement of Fiduciary Activities.pdf Instruction
Change in Assets Application 2 - Change In Assets Applications.pdf Form and Instruction
Background Investigations 5 - Background Investigations.pdf Form and Instruction
Consent Form for DEA Background Investigations 6 - Consent Form for DEA Background Investigations.pdf Form
Interagency Biographical and Financial Report 7 - Interagency Biographical and Financial Report.pdf Form and Instruction
Corporate Background & Financial Report 8 - Corporate Background & Financial Report.pdf Form and Instruction
Appointment of Agent 9 - Appointment Of Agent.pdf Form
IRS Tax Check Waiver 10 - IRS Tax Check Waiver.pdf Form
Charter Application 12 - Charter Application.pdf Form and Instruction
First Meeting of Organizers 18 - First Meeting of Organizers.pdf Form
Articles of Association 19 - Articles of Association.pdf Form
Organization Certificate 21 - Organization Certificate.pdf Form
Contact Person 22 - Contact Person.pdf Form
Waiver of Notice of Organizing Board's First Meeting 23 - Waiver of Notice of Organizing Board's First Meeting.pdf Form
Organizing Board's First Meeting 24 - Organizing Board's First Meeting.pdf Form
Individual Oath of Bank Director 25 - Individual Oath of Bank Director.pdf Form
Joint Oath of Bank Directors 26 - Joint Oath of Bank Directors.pdf Form
Bylaws 28 - Bylaws.pdf Form and Instruction
Subscription 29 - Subscription.pdf Form
Capital Stock Payment Certificate 30 - Capital Stock Payment Certificate.pdf Form
Corporate Resolution 31 - Corporate Resolution.pdf Form
Proxy Card 32 - Proxy Card.pdf Form
Notice of First Shareholder's Meeting 33 - Notice Of First Shareholder's Meeting.pdf Form
Minutes of the First Shareholder's Meeting 34 - Minutes of the First Shareholder's Meeting.pdf Form
Minutes of Subsequent Organizing Board Meetings 35 - Minutes of Subsequent Organizing Board Meetings.pdf Form
Waiver of Notice of the First Board Meeting 36 - Waiver of Notice of the First Board Meeting.pdf Form and Instruction
First Meeting of Directors 37 - First Meeting of Directors.pdf Form
Organization Completed 38 - Organization Completed.pdf Form
Preopening Checklist for Organizers 39 - Preopening Checklist for Organizers.pdf Form
Conversion Application 41 - Conversion Application.pdf Form and Instruction
Authority for Conversion to National Bank 42 - Authority for Conversion to National Bank.pdf Form
Letter Certifying Conversion Completion 43 - Letter Certifying Conversion Completion.pdf Form and Instruction
Letter Certifying Conversion Completion 43 - Letter Certifying Conversion Completion.pdf Form
Oaths of Bank Directors 44 - Oaths of Bank Directors.pdf Form and Instruction
Organization Certificate 46 - Organization Certificate 2.pdf Form
Bylaws 48 - Bylaws 2.pdf Form
Branch and Relocation Application 50 - Branch and Relocation Application.pdf Form and Instruction
Main Office Relocation to Existing Branch Site within th 51 - Main Office Relocation to Existing Branch Site within the Same City, Town or Village.pdf Form
Opening Date of Branch Office 52 - Opening Date of Branch Office.pdf Form
Opening Date for Relocation of Main Office to Branch Sit 53 - Opening Date for Relocation of Main Office to Branch Site within the Same Town, City or Village.pdf Form
Business Combination Application - Checklist and Communi 55 - Business Combination Application - Checklist and Community Reinvestment Commitments.pdf Form
Business Combination Application - Streamlined 56 - Business Combination Application - Streamlined.pdf Form and Instruction
Interagency Bank Merger Act Application 57 - Interagency Bank Merger Act Application.pdf Form and Instruction
Branches Requiring Authorization 58 - Branches Requiring Authorization.pdf Form
Bank Merger Screen 59 - Bank Merger Screen.pdf Form and Instruction
Merger with Nonbank Subsidiary or Affliliate 60 - Merger With Nonbank Subsidiary or Affiliate.pdf Form
Application - Interim National Bank Charter 61 - Application - Interim National Bank Charter.pdf Form
Application - Reorganization - Subsidiary of a BHC 62 - Application - Reorganization - Subsidiary of a BHC.pdf Form
Stock Payment Certificate and Oaths of Directors and Off 63 - Stock Payment Certificate and Oaths of Directors and Officers.pdf Form
Shareholders' Waiver of Notice of Shareholders' Meeting 64 - Shareholders' Waiver of Notice of Shareholders' Meeting and Written Consent of Business Combination.pdf Form
Board of Directors' Waiver of Notice of Board Meeting an 65 - Board of Directors' Waiver of Noticve of Board Meeting and Written Consent of Business Combination.pdf Form
Emergency Processing Request 66 - Emergency Processing Request.pdf Form
Notice of Consummation 67 - Notice of Consummation.pdf Form and Instruction
Notice of Shareholders' Meeting to Vote on Combination 68 - Notice of Shareholders' Meeting to Vote on Combination.pdf Form and Instruction
Secretary's Certificate of Board of Directors' Approval 70 - Secretary's Certificate of Board of Directors' Approval of Combination.pdf Form
Secretary's Certificate of Shareholders' Approval of Com 71 - Secretary's Certificate of Shareholders' Approval of Combination.pdf Form
Application 76 - Application.pdf Form
After-the-Fact Notice 77 - After-the-fact Notice.pdf Form
Surrender of Fiduciary Powers 78 - Surrender of Fiduciary Powers.pdf Form
Commencement of Fiduciary Activities Notice 80 - Commencement of Fiduciary Activities Notice.pdf Form
Investments in Subsidiaries & Equities 81 - Investments in Subsidiaries & Equities.pdf Form
After-the-Fact Notice-Subsidiary 82 - After-The-Fact Notice-Subsidiary.pdf Form
After-the-Fact Notice-Bank Service Company 83 - After-The-Fact Notice-Bank Service Company.pdf Form
After-the-Fact Notice-Equity Investment 84 - After-The-Fact Notice-Equity Investment.pdf Form
Annual Report on Operating Subsidiaries 85 - Annual Report On Operating Subsidiaries.pdf Form
Operating Subsidiary Application 87 - Operating Subsidiary Application.pdf Form
Bank Service Company Application 88 - Bank Service Company Application.pdf Form
Financial Subsidiary Notice 89 - Financial Subsidiary Notice.pdf Form
Financial Subsidiary Certification 90 - Financial Subsidiary Certification.pdf Form
Financial Subsidiary Notice & Certification 91 - Financial Subsidiary Notice & Certification.pdf Form
Advance Branch Closing & Downgrade Notice 93 - Advance Branch Closing & Downgrade Notice.pdf Form and Instruction
Sample Customer Notice of Branch Closing 95 - Sample Customer Notice of Branch CLosing.pdf Form and Instruction
Application - Increase in Capital for Other than Cash 97 - Application - Increase In Capital For Other Than Cash.pdf Form and Instruction
Application - Increase in Capital for Material Noncash 98 - Application - Increase In Capital For Material Noncash Contribution.pdf Form and Instruction
Application - Reduction of Permanent Capital 99 - Application - Reduction Of Permanent Capital.pdf Form
Application - Quasi-Reorganization 100 - Application - Quasi-Reorganization.pdf Form
Application - Dividend-in-Kind 101 - Application - Application - Dividend-In-Kind.pdf Form
Application - Dividend Exceeding 12 USC 60 Limits 102 - Application - Dividend Exceeding 12 USC 60 Limits.pdf Form
Application - Reverse Stock Split 103 - Application - Reverse Stock Split.pdf Form
Notice - Increase in Stock for Cash 104 - Notice - Increase In Stock For Cash.pdf Form and Instruction
Notice - Preferred Stock Terms 105 - Notice - Preferred Stock Terms.pdf Form and Instruction
Notice - Increase in Stock for Property 106 - Notice - Increase In Stock For Property.pdf Form and Instruction
Notice - Noncash Contribution to Surplus 107 - Notice - Noncash Contribution To Surplus.pdf Form and Instruction
Notice - Par Value Change 108 - Notice - Par Value Change.pdf Form and Instruction
Notice - Conversion of Preferred Stock 109 - Notice - Conversion Of Preferred Stock.pdf Form and Instruction
Notice - Reduction of Permanent Capital 110 - Notice - Reduction of Permanent Capital.pdf Form and Instruction
Notice - Stock Dividend 111 - Notice - Stock Dividend.pdf Form and Instruction
Pro Forma Balance Sheet 112 - Pro Forma Balance Sheet.pdf Form
Projected Regulatory Capital Schedule 113 - Projected Regulatory Capital Schedule.pdf Form
Affidavit 115 - Affidavit.pdf Form
Interagency Notice of Change in Control 116 - Interagency Notice of Change In Control.pdf Form and Instruction
Notification of Change of Corporate Title 121 - Notification Of Change of Corporate Title.pdf Form and Instruction
Change of Address 122 - Change Of Address.pdf Form and Instruction
Request for Citizenship Waiver 124 - Request For Citizenship Waiver.pdf Form and Instruction
Request for Residency Waiver 125 - Request For Residency Waiver.pdf Form and Instruction
Investment in Bank Premises 126 - Investment In Bank Premises.pdf Form
After the Fact Notice 127 - After The Fact Notice.pdf Form and Instruction
Application for Increase 128 - Application For Increase.pdf Form and Instruction
Exemption - Diversified Savings and Loan Holding Company 130 - Exemption - Diversified Savings and Loan Holding COmpany.pdf Form and Instruction
General Exemption - No Presumption 131 - General Exemption - No Presumption.pdf Form and Instruction
General Exemption - Presumption Applicable 132 - General Exemption - Presumption Applicable.pdf Form and Instruction
Application to Issue Subordinated Debt 134 - Application to Issue Subordinated Debt.pdf Form
Application to Prepay Subordinated Debt 135 - Application to Prepay Subordinated Debt.pdf Form
Notice of Debt Issuance 136 - Notice of Debt Issuance.pdf Form and Instruction
Liquidation Final Report 138 - Liquidation Final Report.pdf Form
Preliminary Notice of Intent to Convert, Merge, or Conso 139 - Preliminary Notice of Intent to Convert, Merge, or Consolidate.pdf Form and Instruction
Public Notice of Voluntary Liquidation 140 - Public Notice of Voluntary Liquidation.pdf Form and Instruction
Shareholders' Resolution 141 - Shareholders' Resolution.pdf Form
Report of Condition at Commencement of Liquidation 142 - Report Of Condition at Commencement of Liquidation.pdf Form
Report of Progress of Liquidation 143 - Report of Progress of Liquidation.pdf Form
Expedited Liquidation Final Notice 144 - Expedited Liquidation Final Notice.pdf Form and Instruction
Expedited Liquidation Preliminary Notice 145 - Expedited Liquidation Preliminary Notice.pdf Form and Instruction
Conversion Notice 146 - Conversion Notice.pdf Form
Merger or Consolidation Notice 147 - Merger Or Consolidation Notice.pdf Form
Voluntary Liquidation Notice 148 - Voluntary Liquidation Notice.pdf Form
Voluntary Liquidation Preliminary Notice 149 - Voluntary Liquidation Preliminary Notice.pdf Form
Application to Establish an Initial-Additional Federal B 151 - Application to Establish an Initial-Additional Federal Branch or Agency W Instructions.pdf Form
Financial Data 154 - Financial Data.pdf Form
Request for After-the-Fact Approval 155 - Request for After-The-Fact Approval.pdf Form
Request for After-the-Fact Notice Acquisitions 156 - Request for After-The-Fact Notice Acquisitions.pdf Form
After-the-Fact Notice Acquisitions 157 - After-The-Fact Notice Acquisitions.pdf Form and Instruction
Application to Acquire a Federal Branch or Agency 158 - Application to Acquire a Federal Branch or Agency.pdf Form
Application for a Change of Status of an Office of a For 160 - Application for a Change of Status of an Office of a Foreign Bank.pdf Form
Federal Branch & Agency Relocation Application 162 - Federal Branch & Agency Relocation Application.pdf Form
Notice of Effective Date for Relocation 164 - Notice Of Effective Date for Relocation.pdf Form and Instruction
Senior Management Resolution on Surrender of Fiduciary 168 - Senior Management Resolution on Surrender of Fiduciary.pdf Form and Instruction
Notice Letter - Standard Voluntary Liquidation 169 - Notice Letter - Standard Voluntary Liquidation.pdf Form and Instruction
Resolution to Voluntary Liquidate 170 - Resolution to Voluntary Liquidate.pdf Form
Voluntary Liquidation - Sample Public Notice 171 - Voluntary Liquidation - Sample Public Notice.pdf Form and Instruction
Liquidation - Interim Progress Report 172 - Liqudiation - Interim Progress Report.pdf Form
Liquidation - Final Report 173 - Liqudiation - Final Report.pdf Form
Capital Equivalency Deposit Agreement 174 - Capital Equivalency Deposit Agreement.pdf Form
Notice of a Change in Activities or Operations 175 - Notice Of Change In Activities Or Operations.pdf Form and Instruction
Notice for a Change in Control 176 - Notice For a Change In Control.pdf Form and Instruction
Senior Management Resolution or Conversion of a Federal 177 - Senior Management Resolution or Conversion of a Federal Branch or Agency to a State-Licensed Operation of a Foreign Bank.p Form and Instruction
Non-Controlling Equity Investment Application 178 - Non-Controlling Equity Investment Application.pdf Form and Instruction

            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.