U.S.
Department of State
Instructions
for Annual Brokering Report (22 CFR 129)
PART A
Broker
Name - The name
of the registrant as it appears in the DS-2032 registration form.
Broker
Reg Code - The
registration code issued by DDTC to registrant filing the report.
Registration required if exemption used.
Reporting
Period - Twelve
month period identified in the DDTC renewal letter. Report must
be filed even if no activity occurred.
Signature
- Senior officer as described in 126.13(e) and 129.4(a).
PART B
Prior
Approval No. - The DDTC issued authorization describing all
aspects of the brokering activities.
Prior
Notification No. - The DDTC issued prior notification.
Consideration
Received/ Date - The money or other benefits received for either
a successful transaction or benefits received during the year to
facilitate activities that may or may not have resulted in
concluding a brokering transaction, e.g., retainer, fees,
commissions, or other benefits.
Consideration
Source - List the payer/s or source of the benefits, name,
address and country.
Additional
Info - Provide ancillary information as may be useful or
required.
PART
C
Exemption
Citation - Select the exemption used.
Describes
Activity - Briefly describe the brokering activity, the persons
involved and their role.
Nationality
of Person/s - State nationality of all persons by clicking
nationality.
Consideration
Received/ Date - The money or other benefits received for either
a successful transaction or benefits received during the year to
facilitate activities that may or may not have resulted in
concluding a brokering transaction, e.g., retainer, fees,
commissions, or other benefits.
Consideration
Source - List the payer/s or source of the benefits, name,
address and country.
Country/s
- Identify the country/s in which the brokering activity takes
place.
USML
Cat/Sub Cat - Both the category and sub category must be
identified.
Security
Classification - US Confidential, US Secret, Foreign classified
[I included because in the 129.7 (d)]
Military
Designation/Model No. - Briefly describe the item, e.g., of
ammunition provide caliber, if aircraft provide nomenclature
version.
Source
- Name, address and country where the items located.
Quantity
- Identify in units best suited for the defense articles or
defense services.
Value
- In US dollars.
End
Use - Describe end use.
End
User - State end user.
DCS
or FMS - Select one, or both, as applicable.
*Public reporting burden
for this collection is estimated to average 2 hours per response,
including time required for searching existing data sources,
gathering the necessary data, providing the information required,
and reviewing the final collection. Send comments on the
accuracy of this estimate of the burden and recommendations for
reducing it to: Department of State (A/RPS/DIR) Washington, D.C.
20520
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